Liberty as Independence

It is now over thirty years since I was an undergraduate. Even so I remember clearly how impressed I was by Quentin Skinner's ability to fill a large lecture theatre at 9am on Monday, Wednesday, and Friday mornings for his lectures on Liberty. It was clear why he succeeded in doing so; his lectures were rich, thought-provoking, and eloquent.

Skinner's most recent book, Liberty as Independence: The Making and Unmaking of a Political Ideal marks the culmination of almost four decades of his thinking about the topic (though, of course, he has written on many other subjects in the meantime). This blogpost offers my reflections on a recent symposium to celebrate the book, that took place at Cambridge University

The idea of liberty as independence is grounded in the crucial distinction, set out in the Digest of Roman law, between a freeman and a slave. A slave is understood as being dependent on the will of their master and, therefore, constantly subject to that person's arbitrary will, whether or not they are physically constrained. By contrast, a freeman is not dependent on the arbitrary will of anyone else. In political terms, this requires living under the rule of law and having some input into the making of those laws. This understanding of liberty contrasts with what we might think of as the modern 'liberal' view, by which it is defined as an absence of impediments or restraint

Liberty as independence was initially closely linked to the Roman republican tradition - indeed it has often been labelled 'republican liberty'. Yet, as Liberty as Independence articulates, it was broader than that. In the first place, many of its advocates also incorporated into their thinking a crucial element of what Eric Nelson has presented as an alternative Greek tradition in republican thought. From this point of view, it is important to be free not only externally from the arbitrary will of other human beings, but also internally from one's own passions. Skinner presents this in a Roman rather than a Greek guise, citing Cicero's claim that 'A free man' knows how to 'govern his affections and desires' (Quentin Skinner, Liberty as Independence, Cambridge University Press, p. 19). Skinner also clearly demonstrates that this understanding of liberty was widely adopted in early modern Europe, not just by advocates of republicanism but also by monarchomach theorists, ancient constitutionalists, and advocates of theories of natural rights - including John Locke.

Liberty as Independence focuses on Britain in the century or so between the Glorious Revolution and the American and French Revolutions, when this view of liberty was dominant. It was adopted not only by the Court Whigs (who claimed to have transformed it into a reality) but also by many of their real Whig and their Jacobite opponents. The book then examines the process by which liberty as independence came to be eclipsed by the notion of liberty as an absence of restraint. This had been articulated by Thomas Hobbes in the 1650s, but only rose to hegemonic status in the aftermath of the American and French Revolutions. The question Skinner poses at the end of the book is whether this shift marks a moral gain or a loss.

Statue of Jean-Jacques Rousseau outside the Pantheon in Paris. Image by Rachel Hammersley.

James Harris's paper at the Symposium, 'No democracy, no Liberty', centred on a fundamental tension at the heart of the idea of liberty as independence. It requires that the  people have influence on or give consent to the laws by which they are governed, implying a close link with democracy. At the same time, however, to the extent that democracy operates by majority rule, some individuals will find themselves subject to a decision with which they do not agree. And on this account of freedom, that renders them unfree. This tension was explored in Alexis de Tocqueville's writings on America - where democracy is presented as necessarily posing a threat to liberty. It was also addressed by Jean-Jacques Rousseau, who spoke of the need for individuals to be 'forced to be free' by coming to recognise the general will as their own (Jean-Jacques Rousseau, The Social Contract and other later political writings. ed. Victor Gourevitch. Cambridge University Press, 1997, p. 53). Yet neither Rousseau's squaring of the circle, nor the Anti-Federalist solution of a bill of rights, seems a satisfactory answer to the problem.

Both Jessica Patterson's paper and my own considered how the theory of liberty as independence might help us to think about the debates over citizen militias that emerged in the late eighteenth century. Jessica highlighted the importance of 1780 for the doctrine of liberty as independence. In the immediate aftermath of the Declaration of Independence - in which the colonists deployed this doctrine to justify separation from Britain - it was also used by advocates of reform in Britain and by opponents of the slave trade. It was particularly salient in the aftermath of the Gordon Riots of June 1780, which saw several days of rioting in London in opposition to the passing of the Papists Act (1778). To quell the disturbance, King George III eventually brought in 10,000 soldiers who fired on the crowd without first reading the Riot Act. While estimates vary, at least 200 people were killed and many others injured. For some at the time, including the Orientalist and reformer William Jones, this demonstrated why it was dangerous to be dependent on the arbitrary will of a ruler. In the aftermath of the Riots he published An Inquiry into the legal mode of suppressing riots with a constitutional plan for future defence, in which he argued that the solution to the threat posed to liberty by this sort of arbitrary power was to arm the citizen body. Jessica went on to highlight the influence of these ideas in the nineteenth century in the writings of Chartists, Owenites and Marxists

Sir William Jones by James Heath, after Sir Joshua Reynolds, 1799. National Portrait Gallery. NPG D36735. Reproduced under a Creative Commons Licence.

My paper too focused on citizen militias, William Jones, and his Inquiry. But where Jessica looked forward to the nineteenth century, I examined these late eighteenth-century arguments in the context of the 'Standing Army debate' of the 1690s. This was sparked by William III's decision to maintain his armed force after the Treaty of Ryswick had brought an end to the Nine Years' War. A number of real Whig commentators objected that a standing army constituted a threat to the liberty of the nation, and argued for the use of a citizen militia as a defensive force. It was these arguments that were revived by William Jones and other members of the Society for Constitutional Information in the 1780s. They reprinted several key tracts from the 1690s debate, as well as producing works of their own on the subject, including Jones's Inquiry and John Cartwright's The Commonwealth in Danger (1795). Jones, Cartwright, and others argued that ordinary citizens should be armed and trained militarily. Moreover this was presented as an essential counterpart to parliamentary reform, including the establishment of universal suffrage. This was, no doubt, an alarming prospect to many, and perhaps contributed to the displacing of liberty as independence by liberty as freedom from restraint at the end of the eighteenth century

Richard Price by Thomas Holloway after Benjamin West, 1793. National Portrait Gallery NPG D5556. Reproduced under a Creative Commons Licence.

Niall O'Flaherty's paper, 'Against Absolutism: Measuring Liberty in a Constitutional Crisis', also argued that Liberty as Independence sheds light on the political debates of the 1780s and 1790s: both by acknowledging the importance to those debates of natural jurisprudence, and by demonstrating the shared ideology of the Whigs in the eighteenth century. In addition, Niall emphasised the value of Chapter 5 of the book, which draws on novels by Henry Fielding, Samuel Richardson, and Tobias Smollett, focusing on their critiques of the unchecked power exercised by local justices. Niall argued that this highlights the importance of local government at this time, and the fact that the tyranny exercised over the poor was often discussed in political rather than moral terms. Here, the connection between the local and the national, and between the history of political thought and other branches of history, are illustrated. Niall also noted that one consequence of this broad commitment to liberty as independence was a range of views on what constituted 'arbitrary power'. Benjamin Hoadly, in the early eighteenth century, allowed a large degree of discretionary powers for the executive (as necessary to curb the Jacobite threat), whereas later figures, like Richard Price and Thomas Paine, insisted on fewer discretionary powers - or even none at all. Finally, Niall wondered about the motivations behind the shift from liberty as independence to liberty as absence of restraint, and the extent to which late eighteenth-century advocates of the neo-Hobbesian understanding of liberty were motivated by the fact that it offered a more practical means of addressing contemporary problems.

The symposium raised many topics for further exploration. One of the most important is the question of who constitutes 'the people' - i.e. those who are to enjoy independence through consenting to the laws under which they live. For some of the thinkers discussed in the book, the definition seems to be quite broad (Jones and Cartwright, for example, would have said all adult males) but for others it was restricted to those who were educated and held property. Liberty as independence, then, has the potential to be inclusive and emancipatory but it could also be deployed in a more exclusionary fashion. What are the implications of this for its adoption today? Another topic is the relationship between liberty as independence and citizen militias, questions were raised about the differences between the British and continental practices, and about whether being compelled to join a militia could be viewed as an invasion - rather than an extension - of an individual's liberty. Finally, there is perhaps more to be said about how liberty as independence might be applied to other spheres, such as the economy and personal relationships. Even though it was eclipsed by liberty as absence of restraint in the late eighteenth century, it seems that, as Quentin suggested in the conclusion to his book, it does still have 'a great deal to contribute to current debates about the improvement of our moral and political world' (pp. 276-7).

Waking up the 90 percent

I began writing this blogpost on 2nd May, having just returned home after voting in the local council elections. The turnout for local elections is never high. The national figure this time was just 32%, so 68% of eligible citizens chose not to exercise their democratic right, even in this most basic sense. In thinking about these elections, and voter apathy, I was reminded of this provocative poster

Waking up the 90% was the underlying aim of the Society for Constitutional Information (SCI). In an Address to the Public published in 1782 the Society expressed its concern that a small number of individuals were effectively disenfranchising their constituents (A Second Address to the Public from the Society for Constitutional Information, London, 1782, p. 9). In this context, the Society claimed to have undertaken the task of 'rousing their countrymen to the defence of their hereditary rights'

Convinced, that those who wish to enslave mankind will always attempt to divert

their attention from the danger which threatens their liberty, till the mortal wound

has been received, they present an antidote to the poisons which have been so

industriously diffused. (Second Address, p. 13).

That antidote was very simple. All it required was the diffusion of political information so as to revive in the minds of the British public 'knowledge of their lost rights' (Address to the public from the Society for Constitutional Information, London, 1780, p. 2). In particular, the SCI wanted to alert the public to the fact that the balance of the British constitution was under threat. The three elements of the constitution - King, Lords, and Commons - were supposed to be in balance, but this required them to be independent of each other. Yet what was increasingly happening, according to reformers, was that the independence of the Commons was being threatened by encroachment from both the King and the House of Lords. This was achieved by various means, including the existence of rotten boroughs and the restriction of the franchise - both of which often gave members of the aristocracy undue influence over the election of MPs. By reviving knowledge among citizens of their lost rights, the Society hoped to restore 'Freedom and Independency to that branch of the legislature that originates from, represents, and is answerable to them' (Address to the public, p. 2). I focused in a previous blogpost on the key elements of the reform agenda. This post will instead explore some of the methods adopted by the SCI to wake up the 90%.

Capel Loft by William Ridley. National Portrait Gallery, NPG D5102. Reproduced under a Creative Commons Licence.

Central to their approach was the reprinting of tracts analysing the British constitution and setting out the case for reform. In the second meeting of the Society, which was held on 2 May 1780, a resolution dictated details of the font, page size, and paper quality to be used in the tracts reprinted by the Society, and another required the printer to produce for the next meeting a specimen page with an estimate of the cost of printing 1,000 copies (The National Archives (TNA), TS 11/1133). Ten days later it was resolved 'unanimously' that Capel Lofft was to be requested 'to compile a Tract or Tracts, consisting of Extracts' from the works of various authors:


as may clearly define, or describe in few Words the English Constitution; and

particularly what relates to the Rights of the Commons to an equal and complete

Representation in Parliament; to their Independency as the Third Estate of the

Realm; to the Powers delegated to their Representatives, and the Limitations of the

same; and to the Abuses of those Powers.

These principles - and the authors who were explicitly named at that meeting - were reflected in the works that were identified at subsequent meetings as suitable for publication by the Society. In the first two years of the SCI's existence approximately 30 tracts were singled out for printing (with many others being entered into the books of the society). Those identified for printing included: the Society's own publications (such as their two Addresses to the People); works by members such as Major John Cartwright and Dr Joseph Towers; letters, speeches and reports central to the reform campaign; but also older texts identified as relevant to the cause such as John Trenchard's 'The History of Standing Armies' and Bishop Poynet's 'Treatise on Politick Power'.

As well as printing copies of entire tracts and distributing them for free, the Society also selected extracts from key texts to be printed in London newspapers such as the General Advertiser. During the year 1782, at least 23 extracts were selected by the Society for this treatment. Some of these were among those already identified for printing - such as Jeremiah Batley's 'Letter addressed to the people of England &c.' And Mr Bennett's 'Letter to the people of Great Britain', but others - including extracts from James Burgh's Political Disquisitions, Lord Bolingbroke's Dissertation on Parties, and Marchamont Nedham's The Excellency of a Free State - were not. During 1782 The General Advertiser included a regular column reporting SCI business which usually provided an extract from the minutes along with the text selected for inclusion. As time went on, the pages of that publication also became the location for debates concerning the decisions and activities of the Society, for example over its controversial resolution 'on money for ship building' from September 1782.

In addition to covering the costs of printing and attending to the distribution of texts, members of the SCI were also alert to the formats that were most likely to be accessible to members of the general public. In August 1781 the Society asked its members:

to consider of an Address to the Commonalty by way of Dialogue, or in some other

familiar and interesting Form showing how deeply and universally they are

concerned in the Question of equal Representation and new Parliaments every

Session. (TNA: TS 11/1133, 66, 3 August 1781).

Sir William Jones by James Heath, after Sir Joshua Reynolds. National Portrait Gallery. NPG D36735. Reproduced under a Creative Commons Licence.

It is not clear whether it was explicitly designed as a response to this request, but William Jones's Dialogue on the Principles of Government Between a Scholar and a Peasant, was seized upon by the Society for this end. On 26 July 1782 the Society ordered 'That Mr Jones's dialogue be entered into the Books of this Society' and on 9 August that it be 'printed in the publick papers' (TNA: TS 11/1133, 98, 100). The full text duly appeared in The General Advertiser on 15 August. The title page acknowledged Jones's membership of the Society (he had been elected an honorary member in March 1782 and regularly attended meetings between 10 May and March 1783) and the Society continued to support both Jones and his brother-in-law William Shipley, the Dean of St Asaph after he was prosecuted for disseminating the work in Wales.

One aspect of dialogue form is that it invites the audience into the narrative, thereby encouraging active engagement over passive reading. The premise behind this dialogue is the circulation of a reform petition that the peasant is reluctant to sign, admitting: 'It is better for us peasants to mind our husbandry, and leave what we cannot comprehend to the King and Parliament.' (William Jones, The Principles of Government; in a dialogue between a Scholar and a Peasant. London, 1782, p. 3). Over the next five pages the scholar succeeds in demonstrating to the peasant that he does have the understanding to engage with the issues surrounding reform. Central to this act of persuasion is the parallel that is drawn between the village friendly society - of which the peasant is a member - and a free state. The peasant already understands what is required for the friendly society to run effectively - including having clear rules to which everyone agrees; removing officers who betray the trust of members; and dealing with offenders who threaten the good of the society, with force if necessary. The scholar explains: 'That a free state is only a more numerous and more powerful club' and as a result the peasant realises that he has 'been a politician all my life without perceiving it' and therefore has all the knowledge required to sign the petition (Jones, The Principles of Government, p. 8). While the approach might seem patronising, the advantage of adopting dialogue form in this context is that readers could be convinced alongside the peasant, while reformers could use the specific arguments deployed by the scholar to persuade others - thereby spreading the desire for reform.

There is not space here to explore in detail the controversy that Jones's pamphlet prompted, but it is worth noting that the concern it aroused was largely due to the audience at which it was directed. In response to the high sheriff of Flintshire's verdict that it was a 'seditious, treasonable, and diabolical' work, the advertisement to a subsequent edition declared that in that case 'Lord Somers' 'was an incendiary' and Locke 'a traitor', the difference, of course, being that these works were not generally read by ordinary people. Shipley's circulation of the work in Wales (which included translating it into Welsh) was a deliberate attempt to broaden its audience. In the end the attempt by the authorities to contain it backfired, since the prosecution and trial drew attention to the work. The SCI reprinted not just the text itself, but also the court proceedings (TNA: TS 11/961) and both were presented as an 'interlude' to be performed at fairs and markets - thereby making it accessible even to those who were illiterate (Michael J. Franklin, 'Jones, Sir William (1746-1794), Oxford Dictionary of National Biography).

Dialogue is not a common format for political literature today, yet we do have a recent example of a television dramatisation provoking political action, in the case of 'Mr Bates vs The Post Office'. Perhaps those wanting to reverse modern day voter apathy in the forthcoming General Election would do well to follow the SCI's example and to think not just about the content of manifesto promises, but also about how to present them in an engaging fashion to the electorate.